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Accessing U.S. Capital Markets without SEC Registration



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Foreign issuers, such as those listed on the Nasdaq Nordics and Oslo Bors, are often reluctant to enter the U.S. capital markets to reach U.S. investors because of the cost and complexity of registering with the U.S. Securities and Exchange Commission (“SEC”).
The latest whitepaper from Seward & Kissel looks at how cross-trading on the OTCQX Market provides a cost-effective solution that allows foreign issuers to access the deeper pool of capital in the U.S. financial markets.
Topics Covered:

How the SEC Rule 12g3-2(b) assist companies listed on Nasdaq Nordic or Oslo Bors to cross-trade …

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