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Exploring the Fundamentals: How the OTC Markets Work


Every day, regulated broker-dealers, public companies, and their investors, depend on our markets to trade and value billions of dollars of securities. Our mission is to create better-informed and more efficient financial markets, and we provide our users with the tools, transparency, and technology to succeed in the public markets.   
In this piece, we take a closer look at what differentiates OTC Markets Group, including our market structure, our disclosure services, and our regulatory environment.  In September 2021, the SEC’s amendments to Rule 15c2-11 (“Rule 211”) will alter the regulatory landscape and allow us to bring greater organization to the …

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