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OTC Markets Group Answers Frequently Asked 2-11 Rule Change Questions


On September 28, 2021, the SEC’s amendments to Rule 15c2-11 (“Rule 211”) will alter the regulatory landscape and allow us to bring greater organization to the OTC market.  The latest amendments recognize our operating model as a blueprint for market organization and reinforce the importance of providing transparency to the markets.

OTC Markets Group Executive Vice President of Corporate Services Jason Paltrowitz and General Counsel, Dan Zinn recently sat down to discuss some of the key changes related to Rule 211 and how these changes will impact investors. In this video, they address some of the frequently asked questions related to securities …

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