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OTC Markets: Rule 15c2-11 Amendments FAQs



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OTC Markets Group recently hosted a webinar to discuss the SEC’s Amendments to Rule 15c2-11 and how these changes will impact companies and their market designations as the rule goes into effect on September 28, 2021. The webinar covered key topics such as:

Overview of Rule 15c2-11
Requirements for Domestic and International Companies to meet Current Information Standards
Action Required for Pink No Information and Non-Reporting Companies
What happens to securities that do not meet the Rule’s disclosure standards

Continue reading for OTC Markets Group Senior Management’s answers to some of the most frequently asked questions.
What …

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