Foreign issuers, such as those listed on the Nasdaq Nordics and Oslo Bors, are often reluctant to enter the U.S. capital markets to reach U.S. investors because of the cost […]
OTC Markets
Trending topics and news from the OTC Markets category
Back to news homeOTC Markets: Rule 15c2-11 Amendments FAQs
OTC Markets Group recently hosted a webinar to discuss the SEC’s Amendments to Rule 15c2-11 and how these changes will impact companies and their market designations as the rule goes […]
OTC Markets Group Answers Frequently Asked 2-11 Rule Change Questions
On September 28, 2021, the SEC’s amendments to Rule 15c2-11 (“Rule 211”) will alter the regulatory landscape and allow us to bring greater organization to the OTC market. The latest amendments […]
Exploring the Fundamentals: How the OTC Markets Work
Every day, regulated broker-dealers, public companies, and their investors, depend on our markets to trade and value billions of dollars of securities. Our mission is to create better-informed and more […]
Introducing the 2021 OTCQX® Best 50…
OTC Markets proudly congratulates the 2021 OTCQX Best 50 – our annual ranking of the top-performing OTCQX companies from the prior calendar year. This year’s list represents the breadth of […]
Blue Sky Compliance – Fixed Income
News surrounding the financial markets is often equity-focused, as the volatility and name recognition of stocks make for more interesting headlines. However, today’s market professionals understand that fixed income markets […]
Transforming the OTC Markets
In September 2020, the SEC amended Rule 15c2-11 under the Securities and Exchange Act, modernizing the legal framework and regulatory status of the over-the-counter (OTC) equity markets. Rule 15c2-11 serves […]
The Solution for European Companies to Access U.S. Investors
The U.S. Securities Exchange Act of 1932 (the “Act“) include an exemption for a foreign private issuer (“FPI“) meaning a listed, non-U.S. company from having to register a class of […]
Blue Sky Compliance Data – Exemption Types & Data Transparency
Data Transparency is not simply about making more data available; it is about helping users, both business and technical, better understand a data set and use that information to improve […]
Why Now is the Time for Global Companies to Attract U.S. Investors
If there is a “new normal,” as the pundits are fond of saying, it involves learning to live with the risk of the unknown. And for foreign companies that are […]