Every day, regulated broker-dealers, public companies, and their investors, depend on our markets to trade and value billions of dollars of securities. Our mission is to create better-informed and more […]
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Back to news homeTransforming the OTC Markets
In September 2020, the SEC amended Rule 15c2-11 under the Securities and Exchange Act, modernizing the legal framework and regulatory status of the over-the-counter (OTC) equity markets. Â Rule 15c2-11 serves […]