In September 2020, the SEC amended Rule 15c2-11 under the Securities and Exchange Act, modernizing the legal framework and regulatory status of the over-the-counter (OTC) equity markets. Rule 15c2-11 serves […]
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Back to news homeThe Solution for European Companies to Access U.S. Investors
The U.S. Securities Exchange Act of 1932 (the “Act“) include an exemption for a foreign private issuer (“FPI“) meaning a listed, non-U.S. company from having to register a class of […]
Why Now is the Time for Global Companies to Attract U.S. Investors
If there is a “new normal,” as the pundits are fond of saying, it involves learning to live with the risk of the unknown. And for foreign companies that are […]