In the U.K., a 12-month grace period for compliance with a design code aimed at protecting children online expires today — meaning app makers offering digital services in the market […]
regulatory compliance
Trending topics and news from the regulatory compliance category
Back to news homeWhat’s the board’s role in an early-stage startup?
Gregg Adkin Contributor Gregg Adkin is vice president and managing director at Dell Technologies Capital, the global venture capital investment arm of Dell Technologies. What’s the board’s role in an […]
OTC Markets: Rule 15c2-11 Amendments FAQs
OTC Markets Group recently hosted a webinar to discuss the SEC’s Amendments to Rule 15c2-11 and how these changes will impact companies and their market designations as the rule goes […]
OTC Markets Group Answers Frequently Asked 2-11 Rule Change Questions
On September 28, 2021, the SEC’s amendments to Rule 15c2-11 (“Rule 211”) will alter the regulatory landscape and allow us to bring greater organization to the OTC market. The latest amendments […]
One CMO’s journey with risk management and compliance
Gina Hortatsos Contributor Gina is Chief Marketing Officer at LogicGate, a leading provider of cloud software solutions for automating governance, risk and compliance (GRC) processes through its Risk Cloud platform. […]