Venture capital firms have some disclosing to do. On August 23, the SEC passed a handful of new fund disclosure rules concerning clawbacks, preferential treatment of LPs and fees. Fund […]
SEC
Trending topics and news from the SEC category
Back to news homeSEC settles first NFT enforcement case, fines LA media company $6M
The U.S. Securities and Exchange Commission is suing a non-fungible token project, marking the first time the authority has taken enforcement action against a company for selling unregistered NFTs. Impact […]
SEC sues Richard Heart and his projects Hex, PulseChain and Pulse X for fraud, securities violations
The U.S. Securities and Exchange Commission (SEC) said it is suing Richard Schueler, known online as Richard Heart and his three crypto projects, Hex, PulseChain and PulseX, for conducting unregistered […]
SEC Chair Gensler lambasts crypto industry after agency charges Binance, Coinbase
Industry players worry US innovation may be impeded by the regulator’s actions Jacquelyn Melinek 7 hours The waters have been very hot in the crypto industry this week. The U.S. […]
SEC sues Binance and CEO Zhao over alleged mishandling funds, lying to regulators
The SEC is accusing Binance, the world’s largest crypto exchange, its CEO Changpeng Zhao and BAM Trading and BAM Management, of lying to regulators about its operations, according to a […]
As the SEC charges Bittrex, there’s little evidence that it’s relaxing its regulatory posture
The Securities and Exchange Commission announced Monday that it’s charging Bittrex, a crypto exchange, “for operating an unregistered national securities exchange, broker and clearing agency.” The SEC is also charging […]
Coinbase execs weigh in on the crypto’s future in US amid regulatory scrutiny
Coinbase was issued a Wells notice from the U.S. Securities and Exchange Commission on Wednesday, and executives from the company took to Twitter Spaces to discuss the decision and what […]
SEC says Elon Musk still needs lawyer to approve his tweets
The U.S. Securities and Exchange Commission (SEC) says Tesla CEO Elon Musk still needs to get pre-approval from lawyers before tweeting Tesla-related information. The SEC penned its renewed stance this […]
SEC’s proposal could affect which crypto companies can manage assets
Rule aims to keep customer assets segregated appropriately to protect users Jacquelyn Melinek 13 hours The U.S. Securities and Exchange Commission proposed a new rule on Wednesday that may back […]
Elon Musk is being investigated by the SEC for Tesla self-driving claims, report says
Tesla CEO Elon Musk is facing scrutiny by the U.S. Securities and Exchange Commission (SEC) regarding his specific comments and efforts to promote the automaker’s claims regarding its “self-driving” capabilities, […]